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24-ORD-064

March 15, 2024

In re: Ashley Gruner/Kentucky State Police

Summary: The Kentucky State Police (“KSP”) did not violate the Open
Records Act (“the Act”) when it denied a request for intelligence and
investigative
reports
before
prosecution
has
concluded
or
a
determination declining prosecution has been made.

Open Records Decision

Ashley Gruner (“the Appellant”) submitted a request to KSP for the entire case
file associated with seven investigations across the Commonwealth, many of which
were opened decades ago. In a timely response, KSP granted the Appellant’s request
with respect to three case files, although it redacted some information that is exempt
under KRS 61.878(1)(a) and other exceptions, which the Appellant does not dispute.

However, KSP provided only a copy of the KYIBRS1 reports associated with
the three2 other case files and denied the remainder of the records under
KRS 61.878(1)(h) and KRS 17.150(2). The three files KSP withheld included the files
associated with the murders of police officers in 1971 and 1988, and an arson
investigation that began in 1996. KSP explained that these three investigations were
still ongoing, and prosecution had not been declined. Specifically, with respect to the
1988 case file, the lead detective had submitted DNA evidence to the KSP crime lab
and was waiting on results. KSP also claimed to have “new leads” in the 1971 and
1996 investigations, but had not yet been able to interview those “individuals.” KSP
stated the premature release of these records could create “bias in the jury pool from

1
Kentucky Incident Based Reporting System.
2
KSP originally denied the Appellant’s request for the seventh case file because it claimed no
responsive records existed. However, on appeal, KSP states the Appellant’s request contained a
typographical error associated with the case number, which caused it to conclude no responsive records
existed. After the appeal was initiated, KSP located the case file and has provided the responsive
records to the Appellant with similar redactions to the three other case files it provided. Accordingly,
any dispute regarding case no. 11-87-1975 is now moot. See 40 KAR 1:030 § 6.which the Grand Jury will be selected if the Commonwealth’s Attorney decides to
prosecute this matter.” This appeal followed.3

“Intelligence and investigative reports maintained by criminal justice agencies
are subject to public inspection if prosecution is completed or a determination not to
prosecute has been made.” KRS 17.150(2) (emphasis added). Accordingly, “the
completion of a prosecution or a decision not to prosecute is a condition precedent to
public inspection” of records within the scope of KRS 17.150(2). 20-ORD-090; see also
OAG 90-143 (“investigative files and reports maintained by criminal justice agencies
are not subject to public inspection until after prosecution is completed or the
investigation has been concluded and a determination has been made not to prosecute
the matter”).4 Although the Office has previously found that the first page of a
KYIBRS report, which contains only discrete forms of demographic information, is
not an exempt “intelligence of investigative report,” the “narrative portion” of the
same report is properly characterized as an “investigative report” exempt under
KRS 17.150(2) because it contains information related to the unique facts of the
investigation. See, e.g., 17-ORD-144; 09-ORD-205.

If a law enforcement agency denies access to a record under KRS 17.150(2), it
must “justify the refusal with specificity.” KRS 17.150(3). The agency may satisfy the
requirements of KRS 17.150(3) by giving specific information to explain that
prosecution of the criminal matter has not been completed or declined. See, e.g., 21-
ORD-259; 17-ORD-144; 14-ORD-154. However, the Office has also found that a law
enforcement agency cannot indefinitely rely on KRS 17.150(2) to deny inspection of
cases that have been languishing without any real potential for resolution. In such
cases, a de facto determination not to prosecute, in essence, has been made. See, e.g.,
21-ORD-128 (KSP improperly denied inspection of a 53-year-old cold case).5

Here, KSP denied the Appellant’s request because the investigation was
ongoing and prosecution had not been declined. With respect to the 1988 murder
investigation, KSP has also provided proof on appeal that the investigation is

3
After the appeal was initiated, KSP provided the Appellant with the case file associated with the
1996 arson investigation. As such, any dispute regarding those records is also moot. See 40 KAR 1:030
§ 6. Therefore, the only records that remain at issue in this appeal are the case files associated with
the murders that occurred in 1971 and 1988.
4
While the Office recognizes its decades-long interpretation of KRS 17.150(2) has recently been
called into doubt by the Kentucky Court of Appeals, that decision is not yet final and is currently
pending review before the Supreme Court of Kentucky. See Courier-Journal, Inc. v. Shively Police
Dep’t, No. 2021-CA-1120, 2022 WL 16842295 (Ky. App. Nov. 10, 2022), disc. rev. granted, No. 2023-
SC-0033 (Ky. Aug. 16, 2023).
5
Of course, a long lapse in time does not mean that a future prosecution is legally barred. Indeed,
there is no statute of limitation for prosecuting felonies in Kentucky, and such prosecutions “may be
commenced at any time.” See KRS 500.050(1). Rather, in the context of withholding records under the
Act, a de facto determination not to prosecute only means that the prosecutor has no plans to initiate
prosecution for the foreseeable future.currently active. As recently as January 26, 2024, KSP received a complaint alleging
two suspects may have committed the murder. One of the suspects “has fingerprints
on file” in the FBI database. On February 5, 2024, KSP submitted the suspect’s
fingerprints that are on file with the FBI to the KSP crime lab to compare against
fingerprint evidence gathered during the case. KSP is also analyzing DNA evidence
it “located” in 2004 that did not return any matches at that time. Given that KSP is
actively engaged in forensic analysis of evidence in this case, and that a new suspect
has been identified but has yet to be interviewed, it has provided enough “specificity”
that the investigation is ongoing and a decision whether to prosecute has not been
made. Thus, despite the length of time this case has been open, KSP has carried its
burden that the requested records are exempt under KRS 17.150(2).

The 1971 murder investigation, however, is a closer call. On appeal, KSP has
provided supplemental case reports demonstrating no activity has occurred since
December 10, 2021. The other supplemental reports all document actions taken in
2020 in which “nothing of investigative interest was learned.” KSP also provides an
affidavit from the lead investigator stating only that he is “pursuing active leads
regarding the homicide” and he plans to interview “individuals who may have direct
knowledge and perhaps participation in the crime.” Unlike the current status of the
1988 case, in which active forensic analysis is occurring as recently as one month ago
and potential suspects have been identified by name, this 53-year-old cold case has
continued to languish for the last two years. The lead detective states that a potential
suspect has been identified, but his reports from 2020 to 2022 make no mention of a
potential suspect. It is not clear from this record how long KSP has been attempting
to interview this suspect or what steps it has taken to obtain such an interview.

This situation is similar to that at issue in 21-ORD-128, where the Office
determined a de facto decision not to prosecute had been made in a 53-year-old cold
case. However, in 21-ORD-128, KSP admitted it was highly likely that all but one of
the witnesses in the case were deceased. The one surviving witness was not a suspect,
but nevertheless, he or she had already been interviewed. Further, KSP had issued
press releases stating it needed public assistance with the case. Essentially, the
investigation at issue in 21-ORD-128 had exhausted all of its leads and there was no
evidence to conclude that a prosecution may be forthcoming. Here, in contrast, KSP
states there is still one potential suspect who is alive and needs to be interviewed.
Further, it has not yet admitted, through press releases, that it is incapable of moving
forward without public assistance. Because one potential suspect remains to be
interviewed, and the premature release of information could potentially affect that
suspect’s statements, KSP has carried its burden that a decision declining
prosecution has not been made and the records are therefore exempt under KRS17.150(2).6 As such, it did not violate the Act when it denied inspection of these case
files.

A party aggrieved by this decision may appeal it by initiating an action in the
appropriate circuit court pursuant to KRS 61.880(5) and KRS 61.882 within 30 days
from the date of this decision. Pursuant to KRS 61.880(3), the Attorney General shall
be notified of any action in circuit court, but shall not be named as a party in that
action or in any subsequent proceedings. The Attorney General will accept notice of
the complaint emailed to OAGAppeals@ky.gov.

Russell Coleman

Attorney General

/s/ Marc Manley

Marc Manley

Assistant Attorney General

#61

Distributed to:

Ashley Gruner
Samantha A. Bevins

6
Because KSP properly relied on KRS 17.150(2) to deny inspection of the requested records, it is
unnecessary to determine whether it also properly relied on KRS 61.878(1)(h).

LLM Summary
In 24-ORD-064, the Kentucky State Police did not violate the Open Records Act when it denied a request for intelligence and investigative reports related to ongoing investigations where prosecution has not concluded or been declined. The decision follows established interpretations of KRS 17.150(2) and cites previous opinions to support its conclusions regarding the exemption of certain investigative reports from disclosure until the completion of prosecution or a decision not to prosecute.
Disclaimer:
The Sunshine Law Library is not exhaustive and may contain errors from source documents or the import process. Nothing on this website should be taken as legal advice. It is always best to consult with primary sources and appropriate counsel before taking any action.
Requested By:
Ashley Gruner
Agency:
Kentucky State Police
Forward Citations:
Neighbors

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